Ten Things Lawyers Should Know About Ombuds, #6: Ombuds Avoid Formal Processes — EngagingConflicts.com
This is one of Guest Blogger Ombuds Thomas Kosakowski’s posts in his series “10 Things Lawyers Should Know About Ombuds”, part of the Engaging Conflict’s Taking Peacemaking Public series. His Introduction and point #1 are posted here, point #2 here, point #3 here, point #4 here, and point #5 here.
6. Ombuds Avoid Formal Processes
Ombuds provide only informal dispute resolution. They do not investigate, arbitrate, adjudicate or otherwise participate in any formal resolution process whether internal or external to their organization. Complainants are not required to use the ombuds services before beginning a formal process and doing so does not provide any advantage. Instead, Ombuds provide informal assistance by listening to their visitors, identifying issues, developing options for resolution, facilitating dialog and mediating disputes.
This is not to say that ombuds will not discuss formal options for resolution. Indeed, ombuds are an important resource because they offer a safe place for individuals to raise and consider a range of approaches to a particular situation. Ombuds thus have an obligation to be knowledgeable about the policies and procedures of their organization. If informal efforts fail and an individual decides to pursue a formal process, an Ombuds make a referral to the appropriate resource. However, the Ombuds will not participate in any subsequent formal proceeding as a witness, advocate, monitor or any other way.
The willingness to participate in formal processes marks a fundamental difference between classical and organizational Ombuds. Because classical Ombuds participate in formal processes, they are often mentioned in court decisions as parties or important percipient witnesses. Generally, case law involves classical Ombuds more often than organizational Ombuds. Unfortunately, the critical distinction between Ombuds is not mentioned by the courts (or inadvertently mischaracterized). Therefore, when doing legal research attorneys should be careful to understand what type of Ombuds was involved in a particular case.
Tom’s series will continue in the new year.
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